Financial Institution Supervision

Supervision & Regulation
About Supervision and Regulation
The Board of Governors of the Federal Reserve System has supervisory and regulatory authority over a wide range of financial institutions…
OUR STRUCTURE
The Financial Institution Supervision Group supervises and regulates financial institutions in the Second District. Its primary objective is to maintain safe and competitive U.S. and global banking systems.
News & Announcements
Supervision and Regulation  Offsite
Testimony by Chair Yellen before the Committee on Financial Services, U.S. House of Representatives, Washington, District of Columbia
November 4, 2015
Financial Stability Oversight Council 2015 Annual Report
May 19, 2015
Supervising Large, Complex Financial Companies: What Do Supervisors Do?
This paper describes the Federal Reserve’s supervisory approach to large, complex financial companies and outlines how prudential supervisory activities are structured, staffed, and implemented on a day‐to‐day basis at the New York Fed.
Staff Report 729, May 2015
REPORTING FORMS & INSTRUCTIONS
Search Tool for Correspondence
To find specific letters within the Reporting Forms and Instructions section, select a reporting issue or enter a word/phrase or do both to narrow your search.
Final Changes to the Risk-Based Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework (FFIEC 101) pdf
A final Federal Register notice for revisions to the FFIEC 101, implementing Basel III changes, was published on January 14, 2014 that would be effective for the March 31, 2014 report date. The published notice, draft reporting form, and draft instructions are available on the FFIEC website. The comment period ends February 13, 2014.
JANUARY 22, 2014
Final Changes to the Consolidated Financial Statements for Holding Companies (FR Y-9C) and the Parent Company Only Financial Statements for Small Holding Companies (FR Y-9SP) pdf
A final Federal Register notice for revisions to the FR Y-9C and FR Y-9SP was published on January 10, 2014 that will be implemented with the March 31, 2014, March 31, 2015, and September 30, 2015 report dates.
JANUARY 10, 2014
BANK APPLICATIONS
We review mergers, acquisitions and expansionary proposals from bank holding companies, state member banks and international organizations.
CONSUMER PROTECTION
We ensure that banks under our jurisdiction are compliant with consumer protection laws. Banks are also evaluated for their level of performance in meeting their communities' credit needs under the Community Reinvestment Act.
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